Instructions
Quarterly CBM-9/B-9 Form
Monitor and Variance Report
Instructions
All
hospitals subject to Rate Review must submit quarterly reports. The quarterly CBM/B-9 is to be submitted 30
days after the end of each quarter.
There is a separate “Application CBM/B-9” that is to be used when
submitting the hospital’s rate application.
If this
form is being completed for the 4th quarter, it MUST be completed in
its entirety whether or not there is an overage.
Supporting
case mix index and outlier data must be submitted with the 4th
quarter (year end) report regardless of whether or not there is an overage.
The nongovernmental backup data for
Outliers and Case Mix Index must include the following information for each
discharge:
Account Number, Date of Discharge,
DRG, Weight, LOS, Total Charges, Financial Class Code, and Insurance Plan Code.
Line
- Enter the year-to-date acute nongovernmental
gross inpatient and outpatient revenue including nursery revenue for each quarter.
- Enter
the corresponding year-to-date
acute nongovernmental inpatient and outpatient utilization excluding nursery
utilization [DRG 390 and 391 (prior to 10/1/07) and MS-DRG
794 and 795 (effective 10/1/07) with revenue code 170 and 171].
- Calculate
the quarterly acute inpatient and outpatient rates estimated for each
quarter by dividing the revenue on Line 1 by the utilization on Line 2.
- If
the current rate was set at the beginning of the hospital’s fiscal year,
enter the hospital’s approved revenue limit as stated in the order which
established the rate on this line.
Otherwise, a weighted allowed rate must be calculated and submitted with the quarterly report
by using Exhibit E of the standard rate application checklist or Attachment
V of the benchmarking application checklist.
- Enter
the year-to-date overage (underage) for the hospital’s most recently
completed quarter (Line 3 minus Line 4).
If no overage has occurred then do not complete beyond Line 5 except
at year end (4th quarter).
It is possible that you have received the next
year’s rate order before this form is due.
Always use the rate order that established the revenue limits you
entered on Line 4.
- Enter
the most recent application’s projected actual nongovernmental
gross inpatient revenue including nursery revenue. Amount must tie to the most recent
application’s CBM/B-9 Line 1 of the application for which the revenue
limit on Line 4 was established.
- Enter
the most recent application’s projected actual nongovernmental
inpatient utilization excluding nursery utilization. Amount must tie to prior year’s CBM/B-9
Line 2 of the application for which the revenue limit on Line 4 was
established.
- Calculate
the most recent application’s projected actual nongovernmental
charge per discharge by dividing Line 6 by Line 7. Amount must tie to the most recent
application’s projected actual rate.
Most recent application is the application that established the
limit on Line 4.
- Enter
the amount of the unjustified overage per nongovernmental
discharge from the most recent order for which the revenue limit on Line 4
was established, whether a penalty was assessed or placed in
abeyance. Do not enter the
amount of the penalty that was assessed.
- Calculate
this line by subtracting the overage entered on Line 9 from the projected actual
charge on Line 8.
- Enter
the prior year’s nongovernmental re-stated case mix index. The case mix must be re-stated to remove
outliers at the threshold established by the order from which the revenue
limit on Line 4 was established.
- Enter
the year-to-date nongovernmental case mix index for the current
year as calculated by the hospital removing outliers (per Policy
Statement 2006-1) as established by the order which set the revenue
limit on Line 4. (This index must
tie to the same time frame as used for the revenue and utilization
included in Lines 1 and 2 above.)
- Calculate
the percentage increase (decrease) from prior year’s case mix. The calculation for this amount equals
Line 12 divided by Line 11 minus 1.
- Calculate
the dollar value of change in the case mix index by multiplying Line 10 by
Line 13.
- Enter
the year-to-date nongovernmental gross inpatient outlier revenue, including
nursery revenue. The outlier
threshold is stated in the rate order from which the revenue limit on Line
4 was established.
- Enter
the year-to-date nongovernmental inpatient discharges excluding
nursery utilization. (This amount
must equal Line 2 above.)
- Calculate
the year-to-date outlier revenue per nongovernmental discharge by
dividing Line 15 by Line 16.
- Enter
the prior year’s re-stated projected actual nongovernmental
Gross Inpatient Outlier Revenue. Prior
year must be re-stated to current year’s outlier threshold as set by the
order, which established the revenue limit on Line 4.
- Enter
the prior year’s projected actual nongovernmental inpatient
discharges excluding nursery utilization. This amount must equal Line 2 of the
CBM/B-9 form in the hospital’s last rate application.
- Calculate
the prior year’s average outlier revenue per nongovernmental discharge by
dividing Line 18 by Line 19.
- Enter the percentage of the inpatient increase or decrease granted
by the Authority in the rate order which the revenue limit on Line 4 was
established.
- Multiply Line 20 by Line 21 and add the product
of the multiplication to the amount on Line 20. For example, a rate increase will result
in a higher amount than Line 20 and a decrease will result in a lower
amount than Line 20.
- Calculate the dollar value change in the amount
of outlier revenue per discharge by subtracting Line 22 from Line 17.
- Enter the projected actual nongovernmental new
service justification as determined by Attachment VII of the benchmarking
checklist or H of the standard application checklist. (See Policy Statement 2006-3)
- Enter the projected actual nongovernmental
outpatient justification as determined by Attachment IV of the
benchmarking checklist or F of the standard application checklist.
- Calculate the total justification by adding
Lines 14+23+24+25. (Only include
those amounts that are positive numbers, i.e. if the case mix index for
the hospital has decreased, do not add in the negative number on Line 14.)
- Calculate the remaining unjustified overage by
subtracting Line 5 from Line 26.